Spring 2012 Compliance Conference

CPE & CLE Credits

ACA will apply for CLE credits in certain states and CPE credit.

Program Description

Industry experts, leading attorneys and experienced CCOs will discuss the challenging compliance issues that firms face in the industry today. With Introduction and Advanced sessions on Compliance Program Management, you will gain practical knowledge that you can utilize now.

Learning Objective

• Refresh and improve your Adviser’s Act knowledge
• Gain in-depth insight to topical issues facing compliance professionals
• Hear from industry experts on best practices for compliance
• Learn about other regulations potentially impacting advisers

ACA Compliance Group has been approved by the National Association of State Boards of Accountancy (NASBA), to be a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. Web site: www.nasba.org.

Program Level: Beginner to Advanced

Prerequisites: None

Advanced Preparation: None

Delivery Method: Group-Live

Earn up to 10 CPE Credits.

Refund/Cancellation Policy: Written cancellations received on or by April 4, 2012 will receive a refund, less a $100 administrative fee. No refunds will be given for cancellations made after April 4, 2012. No refunds will be given for “no shows”. You may send a substitute in lieu of the registered person. Cancellations will not be accepted over the telephone. You may send a written cancellation to Sue Parsons at sparsons@acacompliancegroup.com.

For more information regarding refund, complaint and program cancellation policies, please contact our offices at 973-631-1085.